![]() ![]() Please call the offices at 88 for a free consultation with a securities attorney. Filing a Complaint against your Brokerage Firm If you are concerned about an investment in Buddy Mac Holdings LLC, the securities attorneys at The White Law Group may be able to help you. Firms that do not perform adequate due diligences on an investment or demonstrate a breach of fiduciary duty can be held accountable for losses incurred through FINRA arbitration. While some private placement investments may make periodic distributions, others may not make any.īrokerage firms have a responsibility to adequately disclose all risks before selling any investment and must consider suitability factors such as age, financial needs, and risk tolerance to name a few. You may need to hold these securities for an indefinite period of time. ![]() There are often legal or contractual restrictions on your ability to transfer your holdings, and even if sale of your holdings is permitted there may be no buyers. ![]() Since they are generally not traded on any exchange, private placement offerings are typically illiquid investments. Despite ? the risks of investing in alternative investments, brokerage firms continue to push this type of investment because of the high commissions associated with their sale and creation. Private Placement investments such as this one are generally speculative, high risk investments and due to these risks are often unsuitable for many investors. The total offering amount was purportedly $ 10,000,000, according to SEC filings. ![]() The White Law Group is investigating potential securities claims involving broker dealers and financial advisors who may have unsuitably recommended Buddy Mac Holdings LLC to investors.īuddy Mac Holdings LLC, a retail fund, reportedly filed a form D to raise capital from investors in 2016. Did your broker recommend an investment in Buddy Mac Holdings LLC? ![]()
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